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Ex Parte Meeting for Proposed Rule 75 FR 80638

  • Title:
    Meeting with Asset Management Group

    Ex Parte No: 473
    Date: 1/5/2012

    Meeting Date:

    Thursday, January 5, 2012

    CFTC Staff:

    Bart Chilton


    Elizabeth Ritter

    Organization(s):

    BlackRock


    Davis Polk


    Fidelity


    GM Asset Management


    Goldman Sachs Asset Management


    SIFMA

    External Attendees:

    Patricia Kuhn, BlackRock


    Dan Budofsky, Davis Polk


    Christine Ayotte-Brennan, Fidelity


    Jim Harshaw, GM Asset Management


    Wendy Yun, Goldman Sachs Asset Management


    Bradley Edgell, SIFMA


    Peter Ryan, SIFMA Asset Management Group

    Additional Information:

    Participants discussed Business Conduct Standards for Swap Dealers and Major Swap Participants with Counterparties.

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