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Comments for Proposed Rule 78 FR 75680

Proposed Rule  78 FR 75680  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140, and 150 Position Limits for Derivatives

Open Date: 12/12/2013
Closing Date: 2/10/2014
See also:
78 FR 76787 ,  12/19/2013  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140 and 150 Position Limits for Derivatives

79 FR 30762 ,  5/29/2014  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140, and 150 Position Limits for Derivatives and Aggregation of Positions

79 FR 37973 ,  7/3/2014  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140, and 150 Position Limits for Derivatives and Aggregation of Positions

79 FR 71973 ,  12/9/2014  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140, and 150 Position Limits for Derivatives and Aggregation of Positions

80 FR 200 ,  1/5/2015  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140, and 150 Position Limits for Derivatives and Aggregation of Positions

80 FR 10022 ,  2/25/2015  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140, and 150 Position Limits for Derivatives and Aggregation of Positions

81 FR 38458 ,  6/13/2016  //  Open PDF Version PDF Version

17 CFR Parts 37, 38, and 150 Position Limits for Derivatives: Certain Exemptions and Guidance

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03/17/201580 FR 10022Ex ParteCommunicationPerdue AgriBusiness, The Andersons Inc., Nidera US LLC, Advance Trading Inc.,  ABN AMRO Chicago Clearing LLC, Grain Service Corp., Cargill Inc., The Linn Group, INTL FCStone, The Scoular Co., CGB Enterprises Inc., Bunge North America Inc., Archer Daniels Midland Co., Lansing Trade Group
03/16/201578 FR 75680Ex ParteCommunicationCitadel LLC, Convexity Capital Management, D.E. Shaw Group, Delta Strategy Group, King Street Capital Management, L.P., Managed Funds Association, Millennium Management, LLC, Moore Capital Management, Tudor Investment Corp.
03/16/201578 FR 76787Ex ParteCommunicationCitadel LLC, Convexity Capital Management, D.E. Shaw Group, Delta Strategy Group, King Street Capital Management, L.P., Managed Funds Association, Millennium Management, LLC, Moore Capital Management, Tudor Investment Corp.
03/16/201579 FR 30762Ex ParteCommunicationCitadel LLC, Convexity Capital Management, D.E. Shaw Group, Delta Strategy Group, King Street Capital Management, L.P., Managed Funds Association, Millennium Management, LLC, Moore Capital Management, Tudor Investment Corp.
03/16/201579 FR 37973Ex ParteCommunicationCitadel LLC, Convexity Capital Management, D.E. Shaw Group, Delta Strategy Group, King Street Capital Management, L.P., Managed Funds Association, Millennium Management, LLC, Moore Capital Management, Tudor Investment Corp.
03/16/201579 FR 71973Ex ParteCommunicationCitadel LLC, Convexity Capital Management, D.E. Shaw Group, Delta Strategy Group, King Street Capital Management, L.P., Managed Funds Association, Millennium Management, LLC, Moore Capital Management, Tudor Investment Corp.
03/16/201578 FR 75680Ex ParteCommunication 
03/10/201578 FR 75680Ex ParteCommunicationCitadel


Delta Strategy Group
03/03/201578 FR 75680Ex ParteCommunicationPetroleum Marketers Assoc of America (PMAA)


NEFI
03/02/201578 FR 75680Ex ParteCommunicationCME Group (CME), Skadden, Arps, Slate, Meagher & Flom (Skadden)