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Comments for Proposed Rule 78 FR 75680

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Proposed Rule  78 FR 75680  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140, and 150 Position Limits for Derivatives

Open Date: 12/12/2013
Closing Date: 2/10/2014
See also:
78 FR 76787 ,  12/19/2013  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140 and 150 Position Limits for Derivatives

79 FR 30762 ,  5/29/2014  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140, and 150 Position Limits for Derivatives and Aggregation of Positions

79 FR 37973 ,  7/3/2014  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140, and 150 Position Limits for Derivatives and Aggregation of Positions

79 FR 71973 ,  12/9/2014  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140, and 150 Position Limits for Derivatives and Aggregation of Positions

80 FR 200 ,  1/5/2015  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140, and 150 Position Limits for Derivatives and Aggregation of Positions

80 FR 10022 ,  2/25/2015  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140, and 150 Position Limits for Derivatives and Aggregation of Positions

81 FR 38458 ,  6/13/2016  //  Open PDF Version PDF Version

17 CFR Parts 37, 38, and 150 Position Limits for Derivatives: Certain Exemptions and Guidance

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12/30/201479 FR 71973billbrunnernone
12/30/201479 FR 71973SarahAntosnone
01/03/201579 FR 71973SylviaOllingernone
09/29/201680 FR 10022Ex ParteCommunicationNodal Exchange/Nodal Clear Management Team
02/10/201478 FR 75680PaulCusenzaNodal Exchange, LLC
07/13/201681 FR 38458AnitaHerreraNodal Exchange, LLC
10/14/201478 FR 75680Ex ParteCommunicationNoble Group


Capital Counsel
02/10/201478 FR 75680SalvatorePennaNoble Americas Corp.
05/15/201478 FR 75680Ex ParteCommunicationNoble Americas Corp.
10/14/201479 FR 37973Ex ParteCommunicationNoble Americas