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Comments for Proposed Rule 79 FR 3547

Proposed Rule  79 FR 3547  //  Open PDF Version PDF Version

17 CFR Part 150 Aggregation of Positions;  Correction

Open Date: 1/22/2014
Closing Date: 2/10/2014
See also:
79 FR 2394 ,  1/14/2014  //  Open PDF Version PDF Version

17 CFR Part 150 Aggregation of Positions

80 FR 10022 ,  2/25/2015  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140, and 150 Position Limits for Derivatives and Aggregation of Positions

80 FR 58365 ,  9/29/2015  //  Open PDF Version PDF Version

17 CFR Part 150 Aggregation of Positions

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 119 items in 12 pages
07/28/201680 FR 58365Ex ParteCommunicationBlackRock


Goldman Sachs Asset Management (GSAM)


Securities Industry and Financial Markets Association Asset Management Group (SIFMA AMG)


Norton Rose Fulbright
09/19/201680 FR 10022Ex ParteCommunicationDelta Strategy Group
09/19/201680 FR 10022Ex ParteCommunicationManaged Funds Association; Millennium Management LLC; PDT Partners, LLC; and Delta Strategy Group
09/20/201680 FR 10022Ex ParteCommunicationIntercontinental Exchange (ICE)
09/29/201680 FR 10022Ex ParteCommunicationNodal Exchange/Nodal Clear Management Team
10/18/201680 FR 10022Ex ParteCommunicationCME
11/02/201680 FR 10022Ex ParteCommunicationIntercontinental Exchange (ICE)
11/15/201680 FR 10022Ex ParteCommunicationIntercontinental Exchange (ICE)
11/30/201680 FR 10022Ex ParteCommunicationThe Andersons Inc.; Wells Fargo Securities LLC; Bunge North America Inc.; Team Marketing Alliance; CGB Enterprises; Perdue Agribusiness; Archer Daniels Midland Co. and National Grain and Feed Association