Font Size: AAA // Print // Bookmark

Comments for Proposed Rule 85 FR 35820

Proposed Rule  85 FR 35820  //  Open PDF Version PDF Version

17 CFR Part 3 Exemption From Registration for Certain Foreign Persons Acting as Commodity Pool Operators of Offshore Commodity Pools

Open Date: 6/12/2020
Closing Date: 8/11/2020
See also:
81 FR 51824 ,  8/5/2016  //  Open PDF Version PDF Version

17 CFR Part 3 Exemption From Registration for Certain Foreign Persons

83 FR 52902 ,  10/18/2018  //  Open PDF Version PDF Version

17 CFR Part 4 Registration and Compliance Requirements for Commodity Pool Operators and Commodity Trading Advisors

85 FR 78718 ,  12/7/2020  //  Open PDF Version PDF Version

17 CFR Part 3 Exemption From Registration for Certain Foreign Intermediaries

Date ReceivedReleaseFirst NameLast Name OrganizationEdit
Data pager
Data pager
First PagePrevious Page
123456
Next PageLast Page
Page size:
PageSizeComboBox
select
 53 items in 6 pages
12/07/201883 FR 52902PaulArchitzelWilmerHale
12/17/201883 FR 52902ChristopherAugusteKramer Levin Naftalis & Frankel LLP
08/11/202085 FR 35820ChrisBarnard 
08/06/202085 FR 35820PedroBizarroEuropean Stability Mechanism
09/06/201681 FR 51824MoniqueBotkinInvestment Adviser Association
12/17/201883 FR 52902MoniqueBotkinInvestment Adviser Association
12/11/201883 FR 52902Ex ParteCommunicationWillkie Farr & Gallagher, Fried Frank
06/13/201983 FR 52902Ex ParteCommunication

SIFMA AMG

SIFMA AMG

Wellington

T. Rowe Price

Vanguard

Stradley Ronon

Voya

MFS
06/13/201983 FR 52902Ex ParteCommunication

SIFMA AMG

SIFMA AMG

Wellington

T. Rowe Price

Vanguard

Stradley Ronon

Voya

MFS
06/24/201983 FR 52902Ex ParteCommunication

IAA

IAA

Nuveen Investments

K&L Gates, LLP

K&L Gates, LLP

IAA