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Comments for Proposed Rule 84 FR 69664

Proposed Rule  84 FR 69664  //  Open PDF Version PDF Version

17 CFR Parts 1, 23, and 140 Capital Requirements of Swap Dealers and Major Swap Participants

Open Date: 12/19/2019
Closing Date: 3/3/2020
See also:
81 FR 91252 ,  12/16/2016  //  Open PDF Version PDF Version

17 CFR Parts 1, 23, and 140 Capital Requirements of Swap Dealers and Major Swap Participants

82 FR 13971 ,  3/16/2017  //  Open PDF Version PDF Version

17 CFR Parts 1, 23, and 40 Capital Requirements of Swap Dealers and Major Swap Participants

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 82 items in 9 pages
07/14/202084 FR 69664Ex ParteCommunicationNomura Global Financial Products Inc.
07/10/202084 FR 69664Ex ParteCommunicationNomura
07/01/202084 FR 69664Ex ParteCommunicationNomura Global Financial Products Inc.
06/26/202084 FR 69664Ex ParteCommunicationCargill/Reed Smith
06/23/202084 FR 69664Ex ParteCommunicationNomura
06/23/202081 FR 91252Ex ParteCommunication

INTL FCStone

EDF Man Capital
06/22/202084 FR 69664Ex ParteCommunication

Nomura Securities International, Inc.

Nomura Holding America
06/22/202084 FR 69664Ex ParteCommunicationMorgan Stanley
06/22/202081 FR 91252Ex ParteCommunicationMorgan Stanley
06/19/202084 FR 69664Ex ParteCommunicationSIFMA/ISDA