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Comments for Proposed Rule 81 FR 51824

Proposed Rule  81 FR 51824  //  Open PDF Version PDF Version

17 CFR Part 3 Exemption From Registration for Certain Foreign Persons

Open Date: 8/5/2016
Closing Date: 9/6/2016
See also:
83 FR 52902 ,  10/18/2018  //  Open PDF Version PDF Version

17 CFR Part 4 Registration and Compliance Requirements for Commodity Pool Operators and Commodity Trading Advisors

85 FR 35820 ,  6/12/2020  //  Open PDF Version PDF Version

17 CFR Part 3 Exemption From Registration for Certain Foreign Persons Acting as Commodity Pool Operators of Offshore Commodity Pools

85 FR 78718 ,  12/7/2020  //  Open PDF Version PDF Version

17 CFR Part 3 Exemption From Registration for Certain Foreign Intermediaries

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 53 items in 6 pages
08/08/201681 FR 51824jeanpublieee 
08/23/201681 FR 51824SunilCutinhoCME Group
09/02/201681 FR 51824JenniferHanMFA
09/02/201681 FR 51824faithspauldingstudent
09/06/201681 FR 51824JiriKrolAlternative Investment Management Association (AIMA)
09/06/201681 FR 51824MoniqueBotkinInvestment Adviser Association
11/28/201883 FR 52902TimTerryThe Private Investor Coalition, Inc.
12/05/201883 FR 52902ClaytonHamlinLBCW
12/05/201883 FR 52902MARCROSENBERGMCLAUGHLIN & STERN LLP
12/07/201883 FR 52902MahatabHossainProgramame (Federal agency)