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Proposed Rules

Date
Proposed Rules
12/28/2023

88 FR 90046  //  Open PDF Version PDF Version

17 CFR Parts 43 and 45 Real-Time Public Reporting Requirements and Swap Data Recordkeeping and Reporting Requirements

Closing Date: 2/26/2024
Extended Date: 4/11/2024
See also:
89 FR 14790 ,  2/29/2024  //  Open PDF Version PDF Version

17 CFR Parts 43 and 45 Real-Time Public Reporting Requirements and Swap Data Recordkeeping and Reporting Requirements; Reopening of Comment Period

11/21/2023

88 FR 81236  //  Open PDF Version PDF Version

17 CFR Parts 1, 22, and 30 Investment of Customer Funds by Futures Commission Merchants and Derivatives Clearing Organizations

Closing Date: 1/17/2024
10/12/2023

88 FR 70852  //  Open PDF Version PDF Version

17 CFR Part 4 Commodity Pool Operators, Commodity Trading Advisors, and Commodity Pools: Updating the `Qualified Eligible Person' Definition; Adding Minimum Disclosure Requirements for Pools and Trading Programs; Permitting Monthly Account Statements for Funds of Funds; Technical Amendments

Closing Date: 12/11/2023
9/6/2023

88 FR 61432  //  Open PDF Version PDF Version

17 CFR Parts 37, 38, and 40 Provisions Common to Registered Entities

Closing Date: 11/6/2023
8/25/2023

88 FR 58145  //  Open PDF Version PDF Version

17 CFR Parts 23 and 37 Swap Confirmation Requirements for Swap Execution Facilities

Closing Date: 10/24/2023
8/8/2023

88 FR 53409  //  Open PDF Version PDF Version

17 CFR Part 23 Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants

Closing Date: 10/10/2023
7/28/2023

88 FR 48968  //  Open PDF Version PDF Version

17 CFR Parts 39 and 190 Derivatives Clearing Organizations Recovery and Orderly Wind-Down Plans; Information for Resolution Planning

Closing Date: 9/26/2023
7/18/2023

88 FR 45826  //  Open PDF Version PDF Version

17 CFR Parts 1 and 23 Risk Management Program Regulations for Swap Dealers, Major Swap Participants, and Futures Commission Merchants

Closing Date: 9/18/2023
6/27/2023

88 FR 41522  //  Open PDF Version PDF Version

17 CFR Part 17 Large Trader Reporting Requirements

Closing Date: 8/28/2023
4/14/2023

88 FR 22934  //  Open PDF Version PDF Version

17 CFR Part 39 Derivatives Clearing Organization Risk Management Regulations To Account for the Treatment of Separate Accounts by Futures Commission Merchants

Closing Date: 6/13/2023
Extended Date: 6/30/2023
See also:
88 FR 39205 ,  6/15/2023  //  Open PDF Version PDF Version

17 CFR Part 39 Derivatives Clearing Organization Risk Management Regulations To Account for the Treatment of Separate Accounts by Futures Commission Merchants

89 FR 15312 ,  2/20/2024  //  Open PDF Version PDF Version

17 CFR Parts 1, 22, 30, and 39 Regulations to Address Margin Adequacy and to Account for the Treatment of Separate Accounts by Futures Commission Merchants