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Proposed Rules

Date
Proposed Rules
2/28/2020

85 FR 12120  //  Open PDF Version PDF Version

Department of the Treasury Office of the Comptroller of the Currency 12 CFR Part 44 [Docket No. OCC-2020-0002] RIN 1557-AE67; Federal Reserve System 12 CFR Part 248 [Docket No. R-1694] RIN 7100-AF70; Federal Deposit Insurance Corporation 12 CFR Part 351 RIN 3064-AF17; Commodity Futures Trading Commission 17 CFR Part 75 RIN 3038-AE93; Securities and Exchange Commission 17 CFR Part 255 [Release No. BHCA-8; File No. S7-02-20] RIN 3235-AM70 Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds

Closing Date: 4/1/2020
2/27/2020

85 FR 11596  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 40, 140, 150 and 151 Position Limits for Derivatives

Closing Date: 4/29/2020
2/20/2020

85 FR XXXX  //  Open PDF Version PDF Version

17 CFR Part 43  Amendments to the Real-Time Public Reporting Requirements

Closing Date: 5/20/2020
2/20/2020

85 FR XXXX  //  Open PDF Version PDF Version

17 CFR Parts 45, 46, and 49 Amendments to the Swap Data Recordkeeping and Reporting Requirements

Closing Date: 5/20/2020
See also:
84 FR 21044 ,  5/13/2019  //  Open PDF Version PDF Version

17 CFR Parts 23, 43, 45, and 49 Certain Swap Data Repository and Data Reporting Requirements

84 FR 35847 //  Open PDF Version PDF Version

17 CFR Parts 23, 43, 45, and 49 Certain Swap Data Repository and Data Reporting Requirements; Extension of Comment Period

84 FR 57831 //  Open PDF Version PDF Version

17 CFR Parts 23, 43, 45, and 49 Certain Swap Data Repository and Data Reporting Requirements

2/19/2020

85 FR 9407  //  Open PDF Version PDF Version

17 CFR Parts 36, 37, and 43 Swap Execution Facility Requirements and Real-Time Reporting Requirements

Closing Date: 4/20/2020
1/8/2020

85 FR 952  //  Open PDF Version PDF Version

17 CFR Part 23 Cross-Border Application of the Registration Thresholds and Certain
Requirements Applicable to Swap Dealers and Major Swap Participants; Proposed Rule

Closing Date: 3/9/2020