75 FR 81519 // PDF Version
17 CFR Part 23 Confirmation, Portfolio Reconciliation, and Portfolio Compression Requirements for Swap Dealers and Major Swap Participants
17 CFR Chapter I Reopening and Extension of Comment Periods for Rulemakings Implementing the Dodd-Frank Wall Street Reform and Consumer Protection Act
17 CFR Part 23 Confirmation, Portfolio Reconciliation, Portfolio Compression, and Swap Trading Relationship Documentation Requirements for Swap Dealers and Major Swap Participants
75 FR 80747 // PDF Version
17 CFR Part 39 End-User Exception to Mandatory Clearing of Swaps
17 CFR Part 39 End-User Exception to the Clearing Requirement for Swaps
75 FR 80898 // PDF Version
17 CFR Part 49 Swap Data Repositories
17 CFR Part 49 Swap Data Repositories: Registration Standards, Duties and Core Principles
75 FR 80572 // PDF Version
17 CFR Parts 1, 16, and 38 Core Principles and Other Requirements for Designated Contract Markets
Note:
17 CFR Parts 1, 16, and 38 Core Principles and Other Requirements for Designated Contact Markets
17 CFR Part 38 Customer Clearing Documentation, Timing of Acceptance for Clearing, and Clearing Member Risk Management; Core Principles and Other Requirements for Designated Contract Markets; Correction
17 CFR Part 38 Core Principles and Other Requirements for Designated Contract Markets; Correction
75 FR 80638 // PDF Version
17 CFR Parts 23 and 155 Business Conduct Standards for Swap Dealers and Major Swap Participants With Counterparties
17 CFR Parts 4 and 23 Business Conduct Standards for Swap Dealers and Major Swap Participants With Counterparties
75 FR 80174 // PDF Version
17 CFR Part 1 Securities and Exchange Commission 17 CFR Part 240 Further Definition of ``Swap Dealer,'' ``Security-Based Swap Dealer,'' ``Major Swap Participant,'' ``Major Security-Based Swap Participant'' and ``Eligible Contract Participant''
Commodity Futures Trading Commission 17 CFR Part 1; Securities and Exchange Commission 17 CFR Part 240 Further Definition of ``Swap Dealer,'' ``Security-Based Swap Dealer,'' ``Major Swap Participant,'' ``Major Security-Based Swap Participant'' and ``Eligible Contract Participant''
17 CFR Part 1 Further Definition of ``Swap Dealer,'' ``Security-Based Swap Dealer,'' ``Major Swap Participant,'' ``Major Security-Based Swap Participant'' and ``Eligible Contract Participant''; Correction
75 FR 78892 // PDF Version
17 CFR Part 44 Reporting Certain Post-Enactment Swap Transactions
75 FR 78185 // PDF Version
17 CFR Parts 1, 21, and 39 Information Management Requirements for Derivatives Clearing Organizations
17 CFR Parts 1, 21, 39, and 140 Derivatives Clearing Organization General Provisions and Core Principles
75 FR 77576 // PDF Version
17 CFR Parts 1 and 39 General Regulations and Derivatives Clearing Organizations
75 FR 77588 // PDF Version
17 CFR Part 30 Foreign Futures and Options Contracts on a Non-Narrow-Based Security Index; Commission Certification Procedures
75 FR 76930 // PDF Version
17 CFR Part 43 Real-Time Public Reporting of Swap Transaction Data Correction
17 CFR Part 43 Real-Time Public Reporting of Swap Transaction Data
17 CFR Part 43 Real-Time Public Reporting of Swap Transaction Data; Correction
75 FR 76706 // PDF Version
Acceptance of Public Submissions on a Study Mandated by the Dodd-Frank Wall Street Reform and Consumer Protection Act, Section 719(b)
75 FR 76666 // PDF Version
17 CFR Part 23 Reporting, Recordkeeping, and Daily Trading Records Requirements for Swap Dealers and Major Swap Participants
17 CFR Parts 1, 3, and 23 Swap Dealer and Major Swap Participant Recordkeeping, Reporting, and Duties Rules; Futures Commission Merchant and Introducing Broker Conflicts of Interest Rules; and Chief Compliance Officer Rules for Swap Dealers, Major Swap Participants, and Futures Commission Merchants
17 CFR Part 23 Swap Dealer and Major Swap Participant Recordkeeping, Reporting, and Duties Rules; Futures Commission Merchant and Introducing Broker Conflicts of Interest Rules; and Chief Compliance Officer Rules for Swap Dealers, Major Swap Participants, and Futures Commission Merchants; Correction
75 FR 76573 // PDF Version
17 CFR Part 45 Swap Data Recordkeeping and Reporting Requirements
75 FR 76139 // PDF Version
75 FR 75728 // PDF Version
17 CFR Part 165 Implementing the Whistleblower Provisions of Section 23 of the Commodity Exchange Act
17 CFR Part 165 Whistleblower Incentives and Protection
75 FR 75432 // PDF Version
17 CFR Parts 23 and 190 Protection of Collateral of Counterparties to Uncleared Swaps; Treatment of Securities in a Portfolio Margining Account in a Commodity Broker Bankruptcy
75 FR 75162 // PDF Version
17 CFR Part 190 Protection of Cleared Swaps Customers Before and After Commodity Broker Bankruptcies
75 FR 72816 // PDF Version
Public Input for the Study Regarding the Oversight of Existing and Prospective Carbon Markets
75 FR 71379 // PDF Version
17 CFR Parts 3, 23 and 170 Registration of Swap Dealers and Major Swap Participants
17 CFR Parts 1, 3, 23, and 170 Registration of Swap Dealers and Major Swap Participants
17 CFR Parts 3 and 23 Registration of Swap Dealers and Major Swap Participants; Correction
75 FR 71391 // PDF Version
17 CFR Part 23 Implementation of Conflicts of Interest Policies and Procedures by Swap Dealers and Major Swap Participants
75 FR 71397 // PDF Version
17 CFR Part 23 Regulations Establishing and Governing the Duties of Swap Dealers and Major Swap Participants
75 FR 70881 // PDF Version
17 CFR Part 3 Designation of a Chief Compliance Officer; Required Compliance Policies; and Annual Report of a Futures Commission Merchant, Swap Dealer, or Major Swap Participant
75 FR 70973 // PDF Version
17 CFR Part 48 Registration of Foreign Boards of Trade
75 FR 70152 // PDF Version
17 CFR Part 1 Implementation of Conflicts of Interest Policies and Procedures by Futures Commission Merchants and Introducing Brokers
75 FR 69058 // PDF Version
Request for Comment on a Proposal to Exempt, Pursuant to the Authority in Section 4(c) of the Commodity Exchange Act, the Trading and Clearing of Certain Products Related to the CBOE Gold ETF Volatility Index and Similar Products
View Associated Documents
Order Exempting the Trading and Clearing of Certain Products Related to the CBOE Gold ETF Volatility Index and Similar Products
75 FR 67642 // PDF Version
17 CFR Parts 1 and 30 Investment of Customer Funds and Funds Held in an Account for Foreign Futures and Foreign Options Transactions
75 FR 67657 // PDF Version
17 CFR Part 180 Prohibition of Market Manipulation
17 CFR Part 180 Prohibition on the Employment, or Attempted Employment, of Manipulative and Deceptive Devices and Prohibition on Price Manipulation
75 FR 67254 // PDF Version
17 CFR Parts 1 and 4 Removing Any Reference to or Reliance on Credit Ratings in Commission Regulations; Proposing Alternatives to the Use of Credit Ratings
75 FR 67258 // PDF Version
17 CFR Parts 15 and 20 Position Reports for Physical Commodity Swaps
17 CFR Parts 15 and 20 Large Trader Reporting for Physical Commodity Swaps
75 FR 67277 // PDF Version
17 CFR Parts 39 and 140 Process for Review of Swaps for Mandatory Clearing
75 FR 67282 // PDF Version
17 CFR Part 40 Provisions Common to Registered Entities
17 CFR Part 40 Provisions Common to Registered Entities; Correction
75 FR 67301 // PDF Version
17 CFR Chapter I Antidisruptive Practices Authority Contained in the Dodd-Frank Wall Street Reform and Consumer Protection Act
17 CFR Chapter I Antidisruptive Practices Authority
Antidisruptive Practices Authority
75 FR 66014 // PDF Version
17 CFR Part 160 Privacy of Consumer Financial Information; Conforming Amendments Under Dodd-Frank Act
75 FR 66018 // PDF Version
17 CFR Part 162 Business Affiliate Marketing and Disposal of Consumer Information Rules
75 FR 65586 // PDF Version
17 CFR Part 1 Agricultural Commodity Definition
75 FR 63732 // PDF Version
17 CFR Parts 1, 37, 38, 39, and 40 Requirements for Derivatives Clearing Organizations, Designated Contract Markets, and Swap Execution Facilities Regarding the Mitigation of Conflicts of Interest
17 CFR Parts 1, 37, 38, 39, and 40 Governance Requirements for Derivatives Clearing Organizations, Designated Contract Markets, and Swap Execution Facilities; Additional Requirements Regarding the Mitigation of Conflicts of Interest
75 FR 63080 // PDF Version
17 CFR Part 44 Interim Final Rule for Reporting Pre-Enactment Swap Transactions
75 FR 63113 // PDF Version
17 CFR Parts 39 and 140 Financial Resources Requirements for Derivatives Clearing Organizations
17 CFR Part 39 Enhanced Risk Management Standards for Systemically Important Derivatives Clearing Organizations
75 FR 60411 // PDF Version
Request for Comment on Options for a Proposed Exemptive Order Relating to the Trading and Clearing of Precious Metal Commodity-Based ETFs; Concept Release
75 FR 59666 // PDF Version
17 CFR Part 35 Agricultural Swaps
75 FR 56997 // PDF Version
Petition of the National Futures Association, Pursuant to Rule 13.2, to the U.S. Commodity Futures Trading Commission To Amend of the Rule 4.5
75 FR 56512 // PDF Version
Notice Regarding the Treatment of Petitions Seeking Grandfather Relief for Trading Activity Done in Reliance Upon Section 2(h)(1)-(2) of the Commodity Exchange Act
75 FR 56513 // PDF Version
Orders Regarding the Treatment of Petitions Seeking Grandfather Relief for Exempt Commercial Markets and Exempt Boards of Trade
75 FR 55698 // PDF Version
17 CFR Part 4 Commodity Pool Operations: Relief From Compliance With Certain Disclosure, Reporting and Recordkeeping Requirements for Registered CPOs of Commodity Pools Listed for Trading on a National Securities Exchange; CPO Registration Exemption for Certain Independent Directors or Trustees of These Commodity Pools; Correction
17 CFR Part 4 Commodity Pool Operators: Relief From Compliance With Certain Disclosure, Reporting and Recordkeeping Requirements for Registered CPOs of Commodity Pools Listed for Trading on a National Securities Exchange; CPO Registration Exemption for Certain Independent Directors or Trustees of These Commodity Pools
75 FR 54801 // PDF Version
17 CFR Part 16 Account Ownershp and Control Report
17 CFR Part 16 Account Ownership and Control Report; Notice of Public Meeting
17 CFR Part 16 Account Ownership and Control Report
17 CFR Part 16 Account Ownership and Control Report; Withdrawal
75 FR 54794 // PDF Version
75 FR 51429 // PDF Version
Commodity Futures Trading Commission 17 CFR Part 1 Securities and Exchange Commission 17 CFR Part 240 Definitions Contained in Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act
75 FR 47738 // PDF Version
17 CFR Parts 1, 30 and 140 Acknowledgment Letters for Customer Funds and Secured Amount Funds
17 CFR Part 1 Acknowledgment Letters for Customer Funds and Secured Amount Funds; Correction
75 FR 42633 // PDF Version
17 CFR Parts 38, 39, and 40 Business Continuity and Disaster Recovery
75 FR 41775 // PDF Version
75 FR 34429 // PDF Version
Petition of Hard Eight Futures, LLC for Exemptive Relief, Pursuant to Section 4(c) of the Commodity Exchange Act, From Section 2(a)(1)(C)(iv) of the Commodity Exchange Act and Appendix D to Part 30 of the Rules of the Commodity Futures Trading Commission
75 FR 34434 // PDF Version
Request To Amend an Existing Order Under Section 4(c) of the Commodity Exchange Act Permitting Eligible Swap Participants To Submit for Clearing, and ICE Clear U.S., Inc. and Futures Commission Merchants To Clear, Certain-Over-The-Counter Agricultural Swaps
75 FR 33198 // PDF Version
17 CFR Parts 36, 37, and 38 Co-Location/Proximity Hosting Services
75 FR 19619 // PDF Version
Request for Comment on a Proposal To Exempt, Pursuant to the Authority in Section 4(c) of the Commodity Exchange Act, the Trading and Clearing of Certain Products Related to ETFS Physical Swiss Gold Shares and ETFS Physical Silver Shares
75 FR 15635 // PDF Version
17 CFR Parts 38 and 140 Delegations of Authority To Disclose Confidential Information
75 FR 4143 // PDF Version
17 CFR Parts 1, 20 and 151 Federal Speculative Position Limits for Referenced Energy Contracts and Associated Regulations
17 CR Parts 1, 20, and 151 Federal Speculative Position Limits for Referenced Energy Contracts and Associated Regulations
75 FR 3281 // PDF Version
17 CFR Parts 1, 3, 4, 5, 10, 140, 145, 147, 160, and 166 Regulation of Off-Exchange Retail Foreign Exchange Transactions and Intermediaries
