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Ex Parte Meeting for Proposed Rule 79 FR 59898

  • Title:
    Conference Call with SFIG

    Ex Parte No: 996
    Date: 4/21/2015

    Meeting Date:

    Tuesday, April 21, 2015

    CFTC Staff:

    Paul Schlichting, Stephen Kane, David Aron, Francis Kuo, Rafael Martinez

    Organization(s):

    Structured Finance Industry Group (SFIG)

    External Attendees:

    Sairah Burki (SFIG)
    Richard Johns (SFIG)
    Kristi Leo (SFIG)
    Christopher J. Haas  (Bank of America)
    Preetha Gist (Chapman and Cutler)
    Ken Marin (Chapman and Cutler)
    Mina Mishrikey (Deutsche Bank)
    Tamsin Rolls (JPMorgan)
    Roger Gebhart (Commercial Credit Group)
    Mike Herzberger (Great America)
    Zach Paulson (Great America)
    Bob Meisterling (Great America)


    Federal Reserve Board of Governors (FRB)


    Office of Comptroller of the Currency (OCC)


    Federal Deposit Insurance Corporation (FDIC)


    Federal Housing Finance Agency (FHFA)


    Farm Credit Administration (FHA)

    Additional Information:

    SFIG reiterated issues raised in their comment letter of November 24, 2014 on the proposed rule.


    Conference call was joint with staff of Prudential Regulators.

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