Meeting Date:
Monday, March 14, 2011
CFTC Staff:
John Lawton, Phyllis Dietz, Anne Polaski
Organization(s):
Futures Industry Association (FIA)
External Attendees:
Kevin Foley (Katten Muchin Rosenman LLP); Maria Chiodi (Credit Suisse); Bonnie Litt (Goldman Sachs & Co.); David Sturm (JP Morgan Futures, Inc.); and Lou DiCerbo (Bank of America Merrill Lynch)
Additional Information:
On March 14, 2011, at 5:00 p.m. EDT, staff of the CFTC Division of Clearing and Intermeidary Oversight (DCIO) and representatives of the FIA participated in a conference call at the request of FIA. The topic was the novation provision set forth in proposed Regulation 39.12(b)(4)(ii). To the extent that the proposed rule text may be ambiguous, the FIA was invited to submit a written comment with suggested revised language.
