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Ex Parte Meeting for Proposed Rule 77 FR 67866

  • Title:
    Meeting with FIA 10-28-13

    Ex Parte No: 822
    Date: 10/28/2013

    Meeting Date:

    Monday, October 28, 2013

    CFTC Staff:

    Phyllis Dietz, DCR
    Eileen Donovan, DCR
    Shawn Durrani, DCR


    Futures Industry Association

    External Attendees:

    Kevin Foley, Katten Law
    Linda Haven, BMO Harris
    Gilbert Schwartz, Attorney
    Barbara Wierzynski, FIA

    Additional Information:

    CFTC staff and representatives of the Futures Industry Association (FIA) had a meeting regarding the CFTC’s Customer Protection rulemaking and the Regulation 1.20 template acknowledgment letter.

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