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Ex Parte Meeting for Proposed Rule 77 FR 41213

  • Title:
    Meeting with SIFMA

    Ex Parte No: 795
    Date: 6/18/2013

    Meeting Date:

    Tuesday, June 18, 2013

    CFTC Staff:

    Salman Banaei

    Organization(s):

    SIFMA


    Barclays


    UBS Americas Inc.


    HSBC
    JPMorgan Chase


    Nomura


    Northern Trust


    Davis Polk & Wardwell


    Credit Suisse


    Morgan Stanley

    External Attendees:

    1. Keith Bailey,
    Managing Director, Market Structure
    Barclays


    2. Ken Bentsen
    President
    SIFMA


    3. Andy Blocker
    Managing Director, US Office of Public Policy
    UBS Americas Inc.


    4. Kyle Brandon
    Managing Director, Director of Research
    SIFMA


    5. Christine Calarco
    Senior Vice President, Global Markets Regulatory Change Manager
    HSBC


    6. Katherine Childress,
    Managing Director
    JPMorgan Chase


    7. Bradley Edgell,
    Managing Director, Federal Government Affairs
    SIFMA


    8. Angie Karna
    Managing Director, Legal
    Nomura


    9. Kelly King Dibble
    Senior Vice President, Public Affairs and Government Relations
    Northern Trust


    10. Annette Nazareth
    Partner
    Davis Polk & Wardwell LLP


    11. Drew Shoemaker
    Director, CFO Division
    Credit Suisse


    12. Josh Wilsusen


    Vice President, Federal Government Relations
    Morgan Stanley

    Additional Information:

    Participants discussed the cross-border proposal and the upcoming expiration of the cross-border exemptive order.

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