Meeting Date:
Tuesday, June 18, 2013
CFTC Staff:
Salman Banaei
Organization(s):
SIFMA
Barclays
UBS Americas Inc.
HSBC
JPMorgan Chase
Nomura
Northern Trust
Davis Polk & Wardwell
Credit Suisse
Morgan Stanley
External Attendees:
1. Keith Bailey,
Managing Director, Market Structure
Barclays
2. Ken Bentsen
President
SIFMA
3. Andy Blocker
Managing Director, US Office of Public Policy
UBS Americas Inc.
4. Kyle Brandon
Managing Director, Director of Research
SIFMA
5. Christine Calarco
Senior Vice President, Global Markets Regulatory Change Manager
HSBC
6. Katherine Childress,
Managing Director
JPMorgan Chase
7. Bradley Edgell,
Managing Director, Federal Government Affairs
SIFMA
8. Angie Karna
Managing Director, Legal
Nomura
9. Kelly King Dibble
Senior Vice President, Public Affairs and Government Relations
Northern Trust
10. Annette Nazareth
Partner
Davis Polk & Wardwell LLP
11. Drew Shoemaker
Director, CFO Division
Credit Suisse
12. Josh Wilsusen
Vice President, Federal Government Relations
Morgan Stanley
Additional Information:
Participants discussed the cross-border proposal and the upcoming expiration of the cross-border exemptive order.