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Ex Parte Meeting for Final Rule 77 FR 6336

  • Title:
    Meeting re Segregation Arrangements

    Ex Parte No: 755
    Date: 2/13/2013

    Meeting Date:

    Wednesday, February 13, 2013

    CFTC Staff:

    Robert Wasserman, M. Laura Astrada, Kirsten Robbins, Francis Kuo, Ward Griggin, Tom Smith, Frank Fisanich

    Organization(s):

    CME, Morgan Stanley, Bank of New York Mellon, PIMCO, Skadden, Davis Polk, Emmet Marvin, Katten Muchin

    External Attendees:

    Susan Ervin (Davis Polk), Andrew Levine (PIMCO), Ann Shuman (CME), Dana Ross (CME), Steve Morris (Morgan Stanley), Ken Rosenzweig (Katten Muchin), John Ryan (Emmet Marvin), Sam Jacob (Bank of New York Mellon), Jai Massari (Davis Polk), Scott Shaw (Bank of New York Mellon), David Buchalter (Bank of New York Mellon), Maureen Donley (Skadden), Mike Kobida (CME) Prashina Gagoomal (Skadden), Tracey Jordal (PIMCO)

    Additional Information:

    Representatives of CME, Morgan Stanley, Bank of New York Mellon, and PIMCO discussed alternative segregation arrangements for cleared swaps customer collateral.

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