Ex Parte Meeting for Proposed Rule 75 FR 63732
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Title:
Meeting with Nomura
Ex Parte No:
575
Date:
12/9/2010
Meeting Date:
Thursday, December 9, 2010
CFTC Staff:
Michael Dunn, Jason Gizzarelli, Robert Cashdollar, and John Dunfee
Organization(s):
Nomura
External Attendees:
Heather Wingate, Anrie Karna, Peter Hornick, Gary Mandelblatt, and Julie Herrera
Additional Information:
On December 9, 2010, at 8:30 am, a meeting was held with Nomura in which they presented concerns regarding clearinghouse ownership, governance, and conflicts of interest.
