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Ex Parte Meeting for Proposed Rule 75 FR 80174

  • Title:
    Discussion w/ SEC and NAIC

    Ex Parte No: 492
    Date: 1/30/2012

    Meeting Date:

    Monday, January 30, 2012

    CFTC Staff:

    Jeffrey Burns


    David Aron

    Organization(s):

    NAIC and SEC

    External Attendees:

    Mark Sagat, NAIC


    Ed Toy, NAIC


    Todd Sells, NAIC


    Josh Kans, SEC


    Richard Grant, SEC


    Richard Gabbert, SEC

    Additional Information:

    Discussion concerning the exclusion of certain positions relating to the calculation of substantial position in the major swap participant definition

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