Ex Parte Meeting for Proposed Rule 76 FR 27802
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Title:
Meeting with Macquarie
Ex Parte No:
394
Date:
10/4/2011
Meeting Date:
Tuesday, October 4, 2011
CFTC Staff:
Tom Smith
Gary Barnett
Carl Kennedy
Thelma Diaz
Organization(s):
Macquarie Holdings (U.S.A) Inc. (MH)
Macquarie Group (MG)
Macquarie Group Limited (MGL)
Sullivan & Cromwell
External Attendees:
Michelle Broom (MH)
Kathleen Hahn (MH)
Gus Wong (MG)
Stuart Dyson (MGL)
Cameron Peterson (MGL) -- by phone
David Gilberg (Sullivan and Cromwell) -- by phone
Additional Information:
Representatives of Macquarie and their counsel discussed issues raised by Macquarie Group Limited in its comment letter filed with the Commission, specifically with regard to extraterritorial application of proposed capital requirements for swap dealers.
