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Ex Parte Meeting for Proposed Rule 75 FR 80174

  • Title:
    Meeting with Rita Molesworth

    Ex Parte No: 379
    Date: 9/16/2011

    Meeting Date:

    Friday, September 16, 2011

    CFTC Staff:

    David E. Aron

    Organization(s):

    Willkie Farr & Gallagher LLP

    External Attendees:

    Rita M. Molesworth (Willkie Farr & Gallagher LLP)

    Additional Information:

    Discussion of various implications of the proposed "look through" in the definition of Eligible Contract Participant (ECP) in CEA section 1a(18), and whether ECP status could apply under prong (v) of the definition if persons cannot satisfy prong (iv) thereof.  Also discussion of various possible interpretations of the “subject to regulation” language in (iv)(II).

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