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Ex Parte Meeting for Proposed Rule 75 FR 80638

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  • Title:
    Meeting with Russell Investments

    Ex Parte No: 372
    Date: 9/8/2011

    Meeting Date:

    Thursday, September 8, 2011

    CFTC Staff:

    Phyllis Cela


    Ted Kneller

    Organization(s):

    Russell Investments (Russell)

    External Attendees:

    Lourdes Gonzalez (SEC)


    Caite McGuire (SEC)


    Cindy Oh (SEC)


    Burt Porter (SEC)


     


    Lisa Cavallari (Russell)


    Brian Golob (Russell)


    Ian Toner (Russell)

    Additional Information:

    Russell Investment representatives discussed current industry practices concerning (1) identifying and managing conflicts of interest; and (2) selecting competent investment managers.

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