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Ex Parte Meeting for Proposed Rule 75 FR 80638

  • Title:
    Meeting with the Church Alliance

    Ex Parte No: 368
    Date: 9/9/2011

    Meeting Date:

    Friday, September 9, 2011

    CFTC Staff:

    Phyllis Cela


    Barry McCarty


    Peter Sanchez


    Vivek Jain


    Ted Kneller

    Organization(s):

    Church Alliance

    External Attendees:

    Lourdes Gonzalez (SEC)


    Cindy Oh (SEC)


     


    Andy Hendren (Church Alliance)
    Karishma Page (K&L Gates)
    Lawrence Patent (K&L Gates)

    Additional Information:

    The Church Alliance representatives discussed the points made in its comment letter to the Commission and to the SEC on Business Conduct Standards with Counterparties.