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Ex Parte Meeting for Proposed Rule 75 FR 80174

  • Title:
    Definitions Phone Call with GFI Group

    Ex Parte No: 357
    Date: 8/30/2011

    Meeting Date:

    Tuesday, August 30, 2011

    CFTC Staff:

    Mark Fajfar
    Julian Hammar

    Organization(s):

    GFI Group
    Katten Muchin Rosenman LLP

    External Attendees:

    Scott Pintoff (GFI Group)
    Daniel E. Glatter (GFI Group)
    Ross Pazzol (Katten Muchin Rosenman LLP)

    Additional Information:

    Participants discussed the general scope of the definition of swap dealer and how activities on swap execution facilities or similar platforms would be treated in the definition.

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