Meeting Date:
Wednesday, July 6, 2011
CFTC Staff:
Mark Fajfar
Organization(s):
Chatham Financial
External Attendees:
Sam Peterson (Chatham Financial)
Additional Information:
This brief discussion concerned the ECP definition: the scope of the issues raised in comments about the application of the swaps policy statement to the ECP definition, and whether persons could gain ECP status by being advised with respect to swaps by an introducing broker or commodity trading adviser.