Ex Parte Meeting for Proposed Rule 75 FR 67258
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Title:
Meeting with Wellington Management
Ex Parte No:
297
Date:
6/28/2011
Meeting Date:
Tuesday, June 28, 2011
CFTC Staff:
Bruce Fekrat
Ali Hosseini
Jim Outen
Organization(s):
Wellington Management (WM)
Capstone LLC
External Attendees:
Gregory LeBlanc (WM)
David Chang (WM)
Kevin Fitzpatrick (WM)
Subbiah Gopalraman (WM)
Valerie Shey (WM)
Adam Puritz (WM)
Ken Baumgartner (WM)
Richard Hoffman (WM)
Laura LaBash (WM)
Marc Maresco (WM)
Bill Goldenthal (WM)
David Cushing (WM)
Tonda Bourque (WM)
Ned Jeffries (WM)
Robert Ball (WM)
Vinod Stalam (Capstone)
Hunt Shipman (Capstone)
Additional Information:
The meeting took place via conference call. The participants discussed aspects of the proposed large swaps trader reporting system and relation to position limits.
