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Ex Parte Meeting for Proposed Rule 75 FR 67258

  • Title:
    Meeting with Wellington Management

    Ex Parte No: 297
    Date: 6/28/2011

    Meeting Date:

    Tuesday, June 28, 2011

    CFTC Staff:

    Bruce Fekrat
    Ali Hosseini
    Jim Outen

    Organization(s):

    Wellington Management (WM)
    Capstone LLC

    External Attendees:

    Gregory LeBlanc (WM)
    David Chang (WM)
    Kevin Fitzpatrick (WM)
    Subbiah Gopalraman (WM)
    Valerie Shey (WM)
    Adam Puritz (WM)
    Ken Baumgartner (WM)
    Richard Hoffman (WM)
    Laura LaBash (WM)
    Marc Maresco (WM)
    Bill Goldenthal (WM)
    David Cushing (WM)
    Tonda Bourque (WM)
    Ned Jeffries (WM)
    Robert Ball (WM)
    Vinod Stalam (Capstone)
    Hunt Shipman (Capstone)

    Additional Information:

    The meeting took place via conference call.  The participants discussed aspects of the proposed large swaps trader reporting system and relation to position limits.

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