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Ex Parte Meeting for Proposed Rule 75 FR 80638

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  • Title:
    Meeting with SIFMA

    Ex Parte No: 292
    Date: 6/22/2011

    Meeting Date:

    Wednesday, June 22, 2011

    CFTC Staff:

    Phyllis Cela
    Katie Driscoll
    Peter Sanchez
    Vivek Jain
    Ted Kneller

    Organization(s):

    Securities Industry and Financial Markets Association (“SIFMA”)
    Goldman Sachs
    Morgan Stanley

    External Attendees:

    Lourdes Gonzalez (SEC)
     
    Ed Rosen (Cleary Gottlieb)
    Brick Susko (Cleary Gottlieb)
    David Taub (McDermott Will & Emery)
    John Vitha (Goldman Sachs)
    Alan Wilmit (Goldman Sachs)
    Anthony Cicia (Morgan Stanley)
    Kyle Brandon (SIFMA)
    Craig Griffith (SIFMA)
    Lisa Bleier (SIFMA)
    Michael Decker (SIFMA)
    Colin Lloyd (Cleary Gottlieb)

    Additional Information:

    The external attendees further discussed their views on the proposed External Business Conduct Standards rules expressed in the SIFMA/ISDA February 17 comment letter.

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