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Ex Parte Meeting for Proposed Rule 76 FR 4752

  • Title:
    Meeting with Geneva Trading

    Ex Parte No: 291
    Date: 6/23/2011

    Meeting Date:

    Thursday, June 23, 2011

    CFTC Staff:

    Steve Sherrod
    Neal Kumar
    Eric Juzenas
    Gary Gensler

    Organization(s):

    Ogilvy GR
    Geneva Energy Markets
    Geneva Trading

    External Attendees:

    De’ana Dow
    Mark Vonderheide
    Robert Creamer
    Jeffrey Ramsey

    Additional Information:

    The discussion centered around how the class limits in the proposed position limit rule would impact the representatives’ business.  The Swap Execution Facility (SEF) rulemaking was also discussed, including execution requirements and whether certain transactions would be classified as swaps or futures.

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