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Ex Parte Meeting for Proposed Rule 75 FR 70881

  • Title:
    Joint SEC-CFTC Meeting with FIA and SIFMA representatives

    Ex Parte No: 191
    Date: 5/17/2011

    Meeting Date:

    Tuesday, May 17, 2011

    CFTC Staff:

    Sarah Josephson, Frank Fisanich, Claire Noakes, Katherine Driscoll, Charles McCarty

    Organization(s):

    External Attendees:

    Barbara Wierzynski (FIA), James McHale (SIFMA), John Polanin, Jr. (UBS Financial Services Inc.), Tracey White (MF Global), Jill Ostergaard (Morgan Stanley), Gregory Johnson (JPMorgan Chase & Co.), Gary Johnson (Pershing), Chris Mahon (Alliance Bernstein), John Nicholas (Newedge USA), Lourdes Gonzalez (SEC), Cindy Oh (SEC), James Brigagliano (SEC), Jack Habert (SEC), Joseph Furey (SEC), Joanne Rutkowski (SEC), Burt Porter (SEC)

    Additional Information:

    See attached file.