Meeting Date:
Thursday, September 26, 2024
CFTC Staff:
Thomas Smith
Warren Gorlick
Jennifer Narvaez
Organization(s):
Securities Industry and Financial Markets Association Asset Management Group (SIFMA AMG)
Morgan, Lewis & Bockius LLP (Morgan Lewis)
External Attendees:
Bill Thum
(SIFMA AMG)
Jack O’Brien (Morgan Lewis)
Sarah V.
Riddell (Morgan Lewis)
Penny
Christophorou (Morgan Lewis)
Additional Information:
Discussion of
issues from proposed rulemaking relating to the investment of customer funds in
exchange-traded funds. The meeting followed up on
SIFMA AMG’s public comment letter and requested more information on the operations
of short-term U.S. Treasury ETFs and the specific
mechanics involved in the purchase and redemption of ETF shares when an
authorized participant is involved in the
transaction.
