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Ex Parte Meeting for Proposed Rule 88 FR 81236

  • Title:
    Meeting with State Street Global Advisors, Investment Company Institute, and Invesco

    Ex Parte No: 1826
    Date: 8/5/2024

    Meeting Date:

    Monday, August 5, 2024

    CFTC Staff:

    Tom Smith

    Warren Gorlick

    Liliya Bozhanova

    Jennifer Narvaez

    Organization(s):

    State Street Global Advisors (SSGA)

    Investment Company Institute (ICI)

    Invesco Capital Management LLC (Invesco)

    External Attendees:

    Anthony Giordano (State Street Global Advisors)

    Kimberly Russell (State Street Global Advisors)

    Kevin Ercoline (Investment Company Institute)

    Andy Blocker (Invesco Capital Management LLC)

    Adam Henkel (Invesco Capital Management LLC)

    Additional Information:

    Discussion of issues from proposed rulemaking relating to the investment of customer funds in exchange-traded funds.  Subsequent to this discussion, CFTC staff members requested further information from meeting members which was provided as indicated in the attached file.

AttachmentEdit
ICI Email 20240913.pdf