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Ex Parte Meeting for Proposed Rule 88 FR 81236

  • Title:
    Meeting with Federated Hermes, Invesco, Investment Company Institute, State Street

    Ex Parte No: 1822
    Date: 2/23/2024

    Meeting Date:

    Friday, February 23, 2024

    CFTC Staff:

    Tom Smith
    Warren Gorlick
    Liliya Bozhanova
    Jennifer Narvaez

    Organization(s):

    Federated Hermes
    Invesco
    Investment Company Institute (ICI)
    State Street

    External Attendees:

    Madison Dischinger (Federated Hermes)
    Susan Hill (Federated Hermes)
    Adam Henkel (Invesco)
    Sarah Bessin (Investment Company Institute)
    Kevin Ercoline (Investment Company Institute)
    Nhan Nguyen (Investment Company Institute)
    Kimberly Thomasson (Investment Company Institute)
    Steven Patterson (State Street)
    Kimberly Russell (State Street)
    Christine Stokes (State Street)
    Kevin Zimmerman (State Street)

    Additional Information:

    Discussion of issues in customer funds proposed rulemaking, including customer fund investments in exchange-traded funds and money market funds.

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