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Ex Parte Meeting for Proposed Rule 89 FR 286

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  • Title:
    Meeting with NFA

    Ex Parte No: 1794
    Date: 2/28/2024

    Meeting Date:

    Wednesday, February 28, 2024

    CFTC Staff:

    Summer Mersinger

    Chris Lucas

    Elizabeth Mastrogiacomo

    Terry Arbit

    Organization(s):

    National Futures Association (NFA)

    External Attendees:

    Thomas Sexton (NFA)

    Carol Wooding (NFA)

    Lauren Brinati (NFA)

    Karen Wuertz (NFA)

    Additional Information:

    Discussed points raised in NFA's comment letters re. proposed rulemakings on:  i) protection of clearing member funds held by DCOs; and ii) operational resilience framework for FCMs and swap dealers

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