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Ex Parte Meeting for Proposed Rule 88 FR 48968

  • Title:
    Meeting with The Options Clearing Corporation

    Ex Parte No: 1767
    Date: 11/15/2023

    Meeting Date:

    Wednesday, November 15, 2023

    CFTC Staff:

    Clark Hutchison

    Sarah Josephson

    Megan Wallace

    Robert Wasserman

    Eric Schmelzer

     

    Organization(s):

    The Options Clearing Corporation (OCC)

    External Attendees:

    Megan Cohen

    Julie Bauer

    Andrew Feller

    Jeanne Balcom

    Paul Jasper

    Additional Information:

    Discussed points raised in The Options Clearing Corporation’s comment letter on the proposed rulemaking re: scenarios for recovery and orderly wind-down planning, testing of recovery plans, and information for resolution planning.

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