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Ex Parte Meeting for Proposed Rule 88 FR 22934

  • Title:
    Meeting with CME, FIA, Katten, and NFA

    Ex Parte No: 1758
    Date: 7/27/2023

    Meeting Date:

    Thursday, July 27, 2023

    CFTC Staff:

    Joshua Beale

    Clark Hutchison

    Daniel O’Connell

    Amanda Olear

    Thomas Smith

    Robert Wasserman


    CME Group (CME)

    Futures Industry Association (FIA)

    Katten Muchin Rosenman LLP (Katten)

    National Futures Association (NFA)

    External Attendees:

    Sean Downey (CME)

    Maureen Guilfoile (CME)

    Debbie Kokal (CME)

    Ruth Arnould (FIA)

    Allison Lurton (FIA)

    Mike Sorrell (FIA)

    Kevin Foley (Katten)

    Kathleen Clapper (NFA)

    Regina Thoele (NFA)

    Carol Wooding (NFA)

    Additional Information:

    Discussed points raised in organizations’ comment letters on proposed rulemaking re: codification of no-action position in CFTC Letter No. 19-17 regarding separate account treatment.

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