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Ex Parte Meeting for Proposed Rule 88 FR 22934

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  • Title:
    Meeting with ICI

    Ex Parte No: 1755
    Date: 6/13/2023

    Meeting Date:

    Tuesday, June 13, 2023

    CFTC Staff:

    Summer Mersinger

    Chris Lucas

    Elizabeth Mastrogiacomo

    Terry Arbit

    Organization(s):

    Investment Company Institute (ICI)

    Ropes & Gray

    External Attendees:

    Sarah Bessin (ICI)

    Nhan Nguyen (ICI)

    Nicolas Valderrama (ICI)

    ICI Member Representatives (ICI)

    Jennifer Thompson (Ropes & Gray)

    Egan Cammack (Ropes & Gray) 

    Molly Moore (Ropes & Gray) 

    Leigh Fraser (Ropes & Gray)

    Additional Information:

    Discussed proposed rulemaking re. derivatives clearing organization risk management regulations to account for the treatment of separate accounts by futures commission merchants.

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