Ex Parte Meeting for Proposed Rule 87 FR 49559
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Title:
Meeting with SIFMA AMG
Ex Parte No:
1749
Date:
4/13/2023
Meeting Date:
Thursday, April 13, 2023
CFTC Staff:
Summer Mersinger
Chris Lucas
Elizabeth Mastrogiacomo
Organization(s):
SIFMA Asset Management Group (SIFMA AMG)
Goldman Sachs Asset Management (GSAM)
BlackRock
Vanguard
Alliance Bernstein
JP Morgan Asset Management
External Attendees:
Bill Thum (SIFMA AMG)
Wendy Yun (Goldman Sachs Asset Management)
Samantha DeZur (BlackRock)
Christopher Bender (Vanguard)
Lindsay Gurbacki (Alliance Bernstein)
Christopher Cafiero (JP Morgan Asset Management)
Sam Keenan (JP
Morgan Asset Management)
Additional Information:
Discussed points raised in SIFMA AMG's letters on proposed rulemaking re. governance requirements for derivatives clearing organizations (DCOs) and on issues relating to DCO risk management to account for the treatment of separate accounts by futures commission merchants.
