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Ex Parte Meeting for Proposed Rule 87 FR 49559

  • Title:
    Meeting with SIFMA AMG

    Ex Parte No: 1749
    Date: 4/13/2023

    Meeting Date:

    Thursday, April 13, 2023

    CFTC Staff:

    Summer Mersinger

    Chris Lucas

    Elizabeth Mastrogiacomo


    SIFMA Asset Management Group (SIFMA AMG)

    Goldman Sachs Asset Management (GSAM)



    Alliance Bernstein

    JP Morgan Asset Management

    External Attendees:

    Bill Thum (SIFMA AMG)

    Wendy Yun (Goldman Sachs Asset Management)

    Samantha DeZur (BlackRock)

    Christopher Bender (Vanguard)

    Lindsay Gurbacki (Alliance Bernstein)

    Christopher Cafiero (JP Morgan Asset Management)

    Sam Keenan (JP Morgan Asset Management)

    Additional Information:

    Discussed points raised in SIFMA AMG's letters on proposed rulemaking re. governance requirements for derivatives clearing organizations (DCOs) and on issues relating to DCO risk management to account for the treatment of separate accounts by futures commission merchants.

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