Meeting Date:
Tuesday, March 31, 2020
CFTC Staff:
Dawn Stump
Dan Bucsa
Terry Arbit
Organization(s):
Alternative Investment Management Association
Citadel LLC
Healthy Markets
Investment Company Institute
Managed Funds Association
SIFMA Asset Management Group
Two Sigma Investments
Vanguard
External Attendees:
Adam Dean-Jacobs - Alternative Investment Management
Association
Stephen Berger – Citadel LLC
Jonah Platt – Citadel LLC
Ty Gellasch – Healthy Markets
Sarah Bessin – Investment Company Institute
Mark Epley – Managed Funds Association
Carlotta King – Managed Funds Association
David Landers – Managed Funds Association
Andrew Ruggiero – SIFMA Asset Management Group
Jason Silverstein – SIFMA Asset Management Group
Hunter Landrum – Two Sigma Investments, LP
William Thum – Vanguard
Additional Information:
Discussion of proposed rule to prohibit post-trade name give-up on SEFs.