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Ex Parte Meeting for Proposed Rule 84 FR 72262

  • Title:
    Call on Post Trade Name Give Up

    Ex Parte No: 1742
    Date: 3/31/2020

    Meeting Date:

    Tuesday, March 31, 2020

    CFTC Staff:

    Dawn Stump

    Dan Bucsa

    Terry Arbit

    Organization(s):

    Alternative Investment Management Association

    Citadel LLC

    Healthy Markets

    Investment Company Institute

    Managed Funds Association

    SIFMA Asset Management Group

    Two Sigma Investments

    Vanguard 

    External Attendees:

    Adam Dean-Jacobs - Alternative Investment Management Association

    Stephen Berger – Citadel LLC

    Jonah Platt – Citadel LLC

    Ty Gellasch – Healthy Markets

    Sarah Bessin – Investment Company Institute

    Mark Epley – Managed Funds Association

    Carlotta King – Managed Funds Association

    David Landers – Managed Funds Association

    Andrew Ruggiero – SIFMA Asset Management Group

    Jason Silverstein – SIFMA Asset Management Group

    Hunter Landrum – Two Sigma Investments, LP

    William Thum – Vanguard 

    Additional Information:

    Discussion of proposed rule to prohibit post-trade name give-up on SEFs.

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