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Ex Parte Meeting for Proposed Rule 85 FR 11596

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  • Title:
    Conference Call re: Position Limits for Derivatives

    Ex Parte No: 1674
    Date: 6/22/2020

    Meeting Date:

    Monday, June 22, 2020

    CFTC Staff:

    Vincent McGonagle

    Aaron Brodsky

    Steven Haidar

    Jeanette Curtis

    Lillian Cardona

    Steven Benton

    Harold Hild

    Rachel Hayes

    Swati Shah

    Scott Mixon

    Stephen Kane

    Dorothy DeWitt

    Organization(s):

    ISDA

    External Attendees:

    Christopher Young (ISDA)

    Mia Wright (ISDA)

    Ryne Miller (Sullivan & Cromwell)

    Additional Information:

    Risk management exemption                

    Phased Approach (futures first, then swaps)                

    Flexible pass through swap exemption                

    Further Guidance on Swap Dealers’ Monitoring Obligations

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