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Ex Parte Meeting for Proposed Rule 85 FR 21516

  • Title:
    Call with Investment Company Institute re: block trades and Part 190

    Ex Parte No: 1656
    Date: 9/14/2020

    Meeting Date:

    Monday, September 14, 2020

    CFTC Staff:

    Heath Tarbert

    Charlie Thornton

    Daniel Grimm


    Investment Company Institute

    External Attendees:

    Sarah Bessin

    Erin Kennedy

    William Thum

    Patricia Marckesano

    Wendy Yun

    Prashina Gagoomal

    Additional Information:

    Discussion re: block trade dissemination delays and block thresholds.  Discussion re: Part 190 proposal.

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