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Ex Parte Meeting for Proposed Rule 85 FR 36000

  • Title:
    Call with ICI re: Bankruptcy Regulation Amendments

    Ex Parte No: 1628
    Date: 9/9/2020

    Meeting Date:

    Wednesday, September 9, 2020

    CFTC Staff:

    Commissioner Dan Berkovitz

    Erik Remmler

    Organization(s):

    Investment Company Institute

    Dodge & Cox

    The Vanguard Group

    Goldman Sachs Asset Management

    External Attendees:

    Sarah A. Bessin, Associate General Counsel, Investment Company Institute  

    Erin Kennedy, Senior Counsel, Dodge & Cox

    William C. Thum, Principal, Global Head of the Capital Markets Legal and Regulatory Practice Group, The Vanguard Group

    Patricia Marckesano, Associate Counsel, The Vanguard Group

    Wendy Yun, Vice Managing Director, Goldman Sachs Asset Management

    Prashina Gagoomal, Vice President and Senior Counsel, Goldman Sachs Asset Management

    Additional Information:

    Discussed proposed amendments to Part 190, Bankruptcy Regulations

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