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Ex Parte Meeting for Proposed Rule 81 FR 85334

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  • Title:
    Call with MFA

    Ex Parte No: 1549
    Date: 6/12/2020

    Meeting Date:

    Friday, June 12, 2020

    CFTC Staff:

    Dorothy DeWitt

    Marilee Dahlman

    Joe Otchin

    David Steinberg

    Eleni Gousgounis


    Organization(s):

    Managed Funds Association (MFA)


    External Attendees:

    Stephen Berger (Citadel LLC)

    Roya Doud (HBK Capital)

    Hunter Landrum (Two Sigma) 

    Edgar Ortega Barrales (Two Sigma)

    Brooke Bernstein (Tudor Investments)

    Caitlin Farrell-Starbuck (Exodus Point)

    Shivaji De (Winton Capital)

    Richard Grant (AQR Capital)

    David Moss (DE Shaw)

    Jennifer Han (MFA)


    Additional Information:

    On June 12, 2020, CFTC staff had a call with representatives of MFA. The meeting lasted for approximately one hour. It focused on a potential approach to a principles-based rulemaking addressing electronic trading, including exchange-based risk controls and exchange rules on market participants.

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