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Ex Parte Meeting for Proposed Rule 81 FR 85334

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  • Title:
    Call with FIA PTG

    Ex Parte No: 1513
    Date: 5/6/2020

    Meeting Date:

    Wednesday, May 6, 2020

    CFTC Staff:

    Marilee Dahlman

    Joe Otchin

    Rachel Berdansky

    David Steinberg

    Esen Onur

    Organization(s):

    FIA Principal Traders Group (FIA PTG)

    External Attendees:

    Scott Parsons (Delta Strategy Group)

    Joanna Mallers (FIA Principal Traders Group)

    Graham Harper (DRW Holdings)

    Jim Draddy (Jump Trading)

    Paul Jiganti (IMC)


    Additional Information:

    On May 6, 2020, CFTC staff had a call with representatives from FIA PTG.  The call lasted approximately 45 minutes.  It focused on a potential approach to a principles-based rulemaking addressing electronic trading, including identification of risk categories and DCM rules to prevent market disruption.

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