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Ex Parte Meeting for Proposed Rule 81 FR 85334

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  • Title:
    Meeting with NFA

    Ex Parte No: 1484
    Date: 3/31/2020

    Meeting Date:

    Tuesday, March 31, 2020

    CFTC Staff:

    Rachel Berdansky, David Steinberg, Marilee Dahlman, Joe Otchin, Jeanette Curtis, Eleni Gousgounis, John Coughlan

    Organization(s):

    National Futures Association (NFA)

    External Attendees:

    Lauren Brinati, Carol Wooding, Julia Wood

    Additional Information:

    On March 31, 2020, CFTC staff had a call with representatives from NFA.  The call lasted approximately 15 minutes.  It focused on a potential approach to a principles-based rulemaking addressing electronic trading, including existing rules and regulations applicable to various types of market participants.

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