Meeting Date:
Tuesday, March 31, 2020
CFTC Staff:
Commissioner Brian Quintenz
Margo Bailey
Peter Kals
Kevin Webb
Organization(s):
Alternative Investment Management Association (AIMA)
Citadel
DRW
FIA Principal Traders Group (FIA PTG)
Healthy Markets
Investment Company Institute (ICI)
Managed Funds Association (MFA)
SIFMA Asset Management Group (SIFMA AMG)
Two Sigma Investments
Vanguard
External Attendees:
Adam Dean-Jacobs (Alternative Investment Management
Association)
Stephen Berger (Citadel)
Jonah Platt (Citadel)
Graham Harper (DRW)
Joanna Mallers (FIA Principal Traders Group)
Ty Gellasch (Healthy Markets)
Sarah Bessin (Investment Company Institute)
Mark Epley (Managed Funds Association)
Carlotta King (Managed Funds Association)
David Landers (Managed Funds Association)
Andrew Ruggiero (SIFMA Asset Management Group)
Jason Silverstein (SIFMA Asset Management Group)
Hunter Landrum (Two Sigma Investments)
William Thum (Vanguard)
Additional Information:
Discussion of proposed rule on post-trade name give-up.
