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Ex Parte Meeting for Proposed Rule 81 FR 85334

  • Title:
    Meeting with FIA

    Ex Parte No: 1469
    Date: 3/9/2020

    Meeting Date:

    Monday, March 9, 2020

    CFTC Staff:

    Marilee Dahlman, Joe Otchin, Esen Onur, Greg Scopino, Jeanette Curtis, Eleni Gousgounis

    Organization(s):

    Futures Industry Association (FIA)

    External Attendees:

    Allison Lurton, Kyle Glenn, Don Byron, Mike Sorrell 

    Additional Information:

    On March 9, 2020, CFTC staff met with representatives of FIA. The meeting lasted for approximately 40 minutes. It focused on a potential approach to a principles-based rulemaking addressing electronic trading, including potential issues defining operational risk, types of risk controls utilized by exchanges, and notice to the CFTC of disruptive events.

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