Meeting Date:
Monday, March 2, 2020
CFTC Staff:
Charlie Thornton
Chelsea Pizzola
Organization(s):
Cantor Fitzgerald
External Attendees:
William Shields – CCO
Michael Sulfaro – CCO
Andrew Clifford – Compliance Officer
Additional Information:
Cantor Fitzgerald discussed potential operational difficulties and regulatory arbitrage concerns associated with a name give-up prohibition.