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Ex Parte Meeting for Proposed Rule 84 FR 72262

  • Title:
    Meeting with Cantor Fitzgerald

    Ex Parte No: 1466
    Date: 3/2/2020

    Meeting Date:

    Monday, March 2, 2020

    CFTC Staff:

    Charlie Thornton

    Chelsea Pizzola

    Organization(s):

    Cantor Fitzgerald

    External Attendees:

    William Shields – CCO

    Michael Sulfaro – CCO

    Andrew Clifford – Compliance Officer

    Additional Information:

    Cantor Fitzgerald discussed potential operational difficulties and regulatory arbitrage concerns associated with a name give-up prohibition.

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