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Ex Parte Meeting for Proposed Rule 81 FR 85334

  • Title:
    Meeting with Virtu

    Ex Parte No: 1453
    Date: 2/18/2020

    Meeting Date:

    Tuesday, February 18, 2020

    CFTC Staff:

    Rachel Berdansky

    David Steinberg

    Joe Otchin

    Eleni Gousgounis

     

    Organization(s):

    Virtu

    External Attendees:

    Tom Merritt (Virtu)

    Andrew Smith (Virtu)

    Alan Sobba (Sobba Public, LLC)

    Additional Information:

    On February 18, 2020, CFTC staff held a conference call with representatives from Virtu.  The meeting lasted approximately 30 minutes.  It focused on a potential approach to a principles-based rulemaking addressing electronic trading, including pre-trade risk controls utilized by exchanges, and the scope of market participants potentially impacted by the rules.

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