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Ex Parte Meeting for Proposed Rule 81 FR 85334

  • Title:
    Meeting with CME

    Ex Parte No: 1450
    Date: 2/3/2020

    Meeting Date:

    Monday, February 3, 2020

    CFTC Staff:

    Rachel Berdansky

    David Steinberg

    Marilee Dahlman

    Joe Otchin

    Brian Robinson

    Organization(s):

    CME Group Inc. (CME)

    External Attendees:

    Andrew Vrabel (CME)

    Anne Klein Gray (CME)

    Mo Guilfoile (CME)

    Matt MacKenzie (CME)

    Additional Information:

    On February 3, 2020, CFTC staff held a conference call with representatives from CME.  The meeting lasted approximately one hour.  It focused on a potential approach to a principles-based rulemaking addressing electronic trading, including the scope of participants potentially impacted by the rules, risk controls utilized by exchanges, and potential issues regarding trading disruptions and defining operational risk. 

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