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Ex Parte Meeting for Proposed Rule 81 FR 85334

  • Title:
    Meeting with NFA

    Ex Parte No: 1447
    Date: 1/30/2020

    Meeting Date:

    Thursday, January 30, 2020

    CFTC Staff:

    Rachel Berdansky

    Marilee Dahlman

    Joe Otchin

    Jeff Burns

    Greg Scopino


    Organization(s):

    National Futures Association (NFA)

    External Attendees:

    Carol Wooding (NFA)

    Lauren Brinati (NFA)


    Additional Information:

    On January 30, 2020, CFTC staff met with representatives from NFA.  The meeting lasted approximately one hour.  It focused on a potential approach to a principles-based rulemaking addressing electronic trading, including the terms algorithmic trading and operational risk, as well as existing rules and regulations applicable to various types of market participants.

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