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Ex Parte Meeting for Proposed Rule 81 FR 85334

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  • Title:
    Meeting with FIA

    Ex Parte No: 1435
    Date: 12/19/2019

    Meeting Date:

    Thursday, December 19, 2019

    CFTC Staff:

    Rachel, Berdansky

    David, Steinberg

    Marilee, Dahlman

    Joe, Otchin

    Brian, Robinson

    Organization(s):

    Futures Industry Association (FIA)

    External Attendees:

    Allison, Lurton

    Mike, Sorrell

    Kyle, Glenn

    Additional Information:

    On December 19, 2019, CFTC staff held a conference call with representatives from FIA.  The meeting lasted approximately one hour.  It focused on principles for electronic trading set forth in FIA’s comment letter to the Reg AT Supplemental NPRM, as well as related issues concerning risk controls and market disruptions.  

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