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Ex Parte Meeting for Proposed Rule 83 FR 61946

  • Title:
    Meeting with SIFMA AMG

    Ex Parte No: 1336
    Date: 3/4/2019

    Meeting Date:

    Monday, March 4, 2019

    CFTC Staff:

    Commissioner Brian Quintenz

    Kevin Webb

    Margo Bailey

    Peter Kals

    Organization(s):

    AQR Capital Management

    Covington & Burling

    Goldman Sachs Asset Management

    MetLife

    PIMCO

    SIFMA   

    Vanguard

    Wellington Management

    External Attendees:

    Uttara Dukkipati (Covington & Burling)

    Bradley Edgell (SIFMA)

    Richard Grant (AQR Capital Management)

    Stephen Humenik (Covington & Burling)

    Arthur Leiz (Goldman Sachs Asset Management) (by phone)

    Todd Lurie (MetLife)

    Laura Martin (Wellington Management)

    Ankur Patel (Vanguard)

    Andrew Ruggiero (SIFMA)

    Jason Silverstein (SIFMA)

    William Thum (Vanguard)

    Nadia Zakir (PIMCO) (by phone)

     

    Additional Information:

    Discussion of 2018 proposed SEF rule.

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